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US Company Secretarial Operations Attorney
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Macquarie
Salary: Information not provided
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USA-NY-New York City |
15 Oct |
| The US Company Secretarial Division is in need of an Attorney in their New York office. |
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Account Support Executive
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Macquarie
Salary: Information not provided
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USA-NY-New York City |
15 Oct |
| As a result of growth, we are currently seeking an account support executive in the New York office. |
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Compliance Policies and Procedures Attorney
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Morgan Stanley
Salary: not disclosed
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USA-NJ-Jersey City |
15 Oct |
| See job description below |
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Compliance Associate
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
15 Oct |
| See job description below |
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AML Associate - ISG Division
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
15 Oct |
| See job description below |
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GWM/Retail Compliance Associate
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
15 Oct |
| See job description below |
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Director Structured products
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Not Disclosed
Salary: Salary and Bonus
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USA-NY-New York City |
15 Oct |
| Director of Structured products in Wealth management. Will look at internal issues from the business side. |
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Senior Compliance Officer, Risk Assessment (R5225)
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BarkerGilmore
Salary: Base & Bonus
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USA-NY-New York City |
15 Oct |
| Our client, a Fortune 200 company, has exclusively engaged our firm to assist them in growing their senior staff within the C... |
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VP, Compliance Officer
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BNP Paribas
Salary: not disclosed
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USA-NY-New York City |
15 Oct |
| See job description below |
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AVP Compliance Marketing and Advertising Review
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
15 Oct |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Fixed Income Advisory Compliance Officer - AVP
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
14 Oct |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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Senior Compliance Officer, Policy & Training (R5224)
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BarkerGilmore
Salary: Base & Bonus
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USA-NY-New York City |
14 Oct |
| Our client, a Fortune 200 company, has exclusively engaged our firm to identify a Senior Compliance Officer for Policy & Trai... |
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Senior Counsel, Investment Management (R5216)
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Barker & Gilmore, LLC
Salary: Base and Bonus
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USA-NJ-Jersey City |
14 Oct |
| Large investment management company seeking 4+ year attorney to advise growing business. |
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General Counsel-Hedge Fund
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IJC Partners, LLC.
Salary: Competitive
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USA-NY-New York City |
14 Oct |
| Multi-strategy fund seeking 5+ year attorney to advise growing business. |
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Associate General Counsel
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Moody's Investors Service...
Salary: Not Specified
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USA-NY-New York City |
14 Oct |
| Moody's is an essential component of the global capital markets, providing credit ratings, research, tools and analysis that... |
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Senior Manager - Life Sciences
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Not Disclosed
Salary: 170-210K base, 10-20% bon...
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USA-NY-New York City |
14 Oct |
| Global Consulting leader seeks your combination Life Sciences industry experience and implementation experience with Quality... |
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Regional Branch Compliance Manager
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Not Disclosed
Salary: 85-100k plus bonus
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USA-NY-New York City |
14 Oct |
| Regional Branch Compliance Manager |
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Branch Office Manager
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Not Disclosed
Salary: 100K
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USA-NJ-Jersey City |
14 Oct |
| Compliance branch office manager coming out of a insitutional side of firm.
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Trading surveillance compliance officer
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Not Disclosed
Salary: 75K
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USA-NJ-Jersey City |
14 Oct |
| Trading surveillance compliance officer
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Branch office manager - Compliance
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Not Disclosed
Salary: 100K base plus a bonus
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USA-NJ-Jersey City |
14 Oct |
| Branch office Compliance manager with Insitutional experience needed |
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Branch Office Manager (TBD)
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Not Disclosed
Salary: 100k base
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USA-NJ-Jersey City |
14 Oct |
| • Must always adhere to high ethical standards in dispatching job responsibilities;
• Manage branch administrative responsib... |
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Attorney (Consulting & Software License Agreement negotiation)
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Northwest Integrators LLC
Salary: Highly competitive (base...
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USA-CT-Stamford |
13 Oct |
| Skilled Attorney with exceptional negotiation skills sought to draft, review, and negotiate technology licenses, data provide... |
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Manager, Fund Structure & Investor Relations (IMA's, Fee Agreements, Fund Structures, Negotiation)
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Northwest Integrators LLC
Salary: Highly competitive (Base...
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USA-CT-Stamford |
13 Oct |
| We are seeking a dynamic, highly skilled manager with extensive experience in fund structuring, investor legal documentation... |
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Vice President (VP) Compliance
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Not Disclosed
Salary: $110,000 - $150,000
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USA-NY-New York City |
13 Oct |
| Our client is a very well known and well respected research and financial analysis firm. The Compliance group is looking to e... |
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Chief Compliance Officer
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Not Disclosed
Salary: 250,000 - 600,000
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USA-NY-New York City |
13 Oct |
| Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 years of 40 Act A... |
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Equities Trade Compliance Officer
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Michael Page
Salary: 100,000 - 150,000
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USA-NY-New York City |
13 Oct |
| Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade compliance. The ideal ca... |
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Director of Compliance
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Michael Page
Salary: 180,000-300,000
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USA-NY-New York City |
13 Oct |
| Global asset manager is looking to add an experienced U.S Compliance Director. The position requires a broad based background... |
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Municipal Bonds - Compliance Officer
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Not Disclosed
Salary: $100,000 - $150,000
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USA-NY-New York City |
13 Oct |
| Our client is a well respected international firm with a great presence in the US market. Currently the Head of Fixed Income... |
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Sr. Bank Secrecy Act (BSA) Compliance Manager
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Not Disclosed
Salary: $80,000 - $135,000
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USA-NY-New York City |
13 Oct |
| Our client is a major International Bank with a very stable presence in the current market. The Compliance group is currently... |
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Compliance Analyst
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Not Disclosed
Salary: Competitive Salary
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USA-CT-Stamford |
13 Oct |
| Compliance professional to support Insurance Fixed Income Investment team in overseeing and administering an investment compl... |
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